P2EC36

Do you [or your spouse/partner] currently have any money or assets that are held in retirement accounts? Please include any Individual Retirement Accounts (IRAs), Keogh plans and employer-based defined contribution retirement plans, such as 401K, in which the benefits are based on how much money has accumulated in a person's pension or retirement account. Please do not count annuities or defined benefit retirement plans, as we will discuss them later on. The benefits in these latter plans are based on a formula involving age and years of service.

[INTERVIEWER, READ AS NEEDED: 401K, 403B, 457, Employee Stock Ownership Plan, Supplemental Retirement Account, Thrift or Savings Plan, Stock or Profit Sharing Plan, Money Purchase Plan, Sep or Simple Plan, 401A, Cash Balance Plan are defined contribution plans.]